United States High Net
Resume:
STEPHEN HUMPHREY
ad2vcn@r.postjobfree.com
WORK EXPERIENCE
High Net Worth Associate
Fidelity Investments
*** ****** ****** ****** ******, MA
Processed customer requests, including options, equities, mutual funds, and fixed-income trades. Engaged with customers, addressed their inquiries, and offered guidance on products and services. Strengthened relationships with high-net-worth clients possessing assets ranging from $250,000 to $1 million.
Trade Settlements
05/2022 to 09/2022
JP Morgan & Chase
4041 Ogletown Rd. Newark, DE
Generated daily funding memos for current and upcoming loan offerings. Maintained the internal accounts receivable system, which included tasks like cash matching and outgoing remittance. Created and approved manual cash flows to address account discrepancies.
Client Relation Associate
11/2021 to 05/2022
Vanguard
100 Vanguard Blvd Frazer, PA
Examined reports, financial statements, and various documents to address accounting issues. Delivered investment education to clients before executing mutual funds transactions. Completed tax forms and prepared necessary documentation for account maintenance.
SKILLS
Series 7 General Securities Representative
Series 63 Uniform Securities Agent
EDUCATION
Southern Illinois School of Law
Doctorate
Law
Carbondale, IL United States 08/2023 to Present
Wilmington University
Bachelor’s
Liberal Studies
Manor, DE United States
Community College of Philadelphia
Associate
Business
Philadelphia, PA United States
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