Bart J Tarulli

** ******* *****

Saddle Brook, New Jersey 07663

201-***-****

acvwar@r.postjobfree.com

Senior Compliance/Know Your Customer/Operations Banking

Proven leader with compliance, KYC Operations, project management and sales expertise. Began banking career as a VP Branch Manager of Retail Finance Services and after several years promoted to VP area manager in charge of multiple locations in New Jersey. Transitioned into the Business Banking Division with supervisory and training responsibility for NJ and NY Business Banking Relationship Managers. Subsequently promoted to Operations Regional Manager for the NY/Long Island Region. Then moved into a compliance role as the manager and Director of the Business Banking Retail Anti-Money laundering (AML) unit. Effective Team Leader responsible for direct reports as well as outside consultants.

Professional Experience includes:

Built a new KYC Negative Media team for Retail Banking.

Built the first KYC Due Diligence team within Business Banking

Developed and delivered the training for the KYC Due Diligence team.

Provided weekly and monthly commentary decks to Senior Officers within Retail Banking reviewing the metrics for the Negative Media results.

Liaison within Business Banking to arrange meetings with AML investigations, Legal and field representatives for AML case reviews.

Managed the performance reviews for team leaders and staff.

Contact person for field bankers as the subject matter expert for AML compliance issues.

Professional Experience

JPMorgan Chase Bank

Vice President, KYC Manager Regulatory Operations 2012-2015

Built a new Negative Media Escalation process within retail banking.

Managed a staff for (15 – 30) includes KYC and operation teams.

Managed a team of consultants to eliminate backlog of AML cases within business and consumer banking.

Vice President, Compliance Director Retail Banking / AML 2009 – 2012

Managed the foreign Business New account process (Mexico & Canada)

Managed the travel Rule Process

Managed all function of the Compliance Manager

Vice President, Compliance Manager Retail Banking / AML 2003 - 2009

Manage the Money Service Business activity queue and exit of relationships identified as having MSB activity.

Training for the Houston Business Banking Due Diligence Team.

Manage projects for retail AML that involve exit of business banking relationships.

Assisted Business Banking in the remediation process to identify suspicious activity in 2008/2009.

Answer questions from field bankers concerning AML/ KYC issues.

Assisted in the development of a training manual for the Business Due Diligence team.

Conducted Quality Assurance on AML / KYC cases.

Vice President, Business Banking Regional Operation Manager 2002 – 2003

Responsibilities included acting as a liaison between corporate Business Banking sales Executive and the field bankers. Duties included communication letters, presentation meetings and attending Area Manager meetings.

Vice President, Business Banking Area Manager – New Jersey 1997 – 2002

Managed a staff of fifteen Business Banking Relationship Managers throughout Northern New Jersey. Responsibilities included training for sales excellence, attending client calls with the bankers and improvement of results for the overall team.

Vice President, Multi-site Branch Manager 1984 – 1997

Opened denovo branch banking sites in Hackensack, Palisades Park and Fort Lee NJ. Managed overall staff of 20 employees in multiple locations. Overall responsibilities included the performance of the stores for sales and operations.

EDUCATION

Stonier Graduate School of Banking, University of Delaware (ABA)

Marshall University, Bachelor of Business Administration

SKILLS

Microsoft Word, Microsoft Excel, Lexis Nexus, Performance Review, Management

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