TRUNG NGUYEN

*** **** *** #**** *** Park, IL ****2 708-***-**** acuv4h@r.postjobfree.com

SUMMARY

High-energy professional with over 10 years of experience and a deep understanding of front, middle and back-office operations. Practiced in financial planning, reporting and analysis. Exceptional ability to produce relevant information through quantitative, qualitative analysis, and interpretation of financial data. Able to prepare, analyze and develop financial reports for forecasting, planning, trending and budget to actual comparisons. Experienced in preparing daily, weekly, monthly and quarterly financial reports as well as ad-hoc analyses to ensure accuracy and resolve issues. Demonstrate the ability to analyze complex financial information and clearly communicate the impact on business operations. Solid analytical aptitude, able to quickly grasp and articulate complex topics. Able to effectively communicate critical business issues and provide realistic recommendations to senior executives.

Core competencies include:

Financial Analysis & Reporting Financial Modeling

Compliance and Internal Standard Control Budgeting & Forecasting

Cash and Liabilities Management Managing and Coordinating Projects

EXPERIENCE

The Bank of New York-Mellon - Chicago, Illinois July 2013 – December 2015

Default Management Portfolio Relationship Manager

Manage reports and service 10 plus Portfolio in excess of $1.5 billion assets in custody

Supervise a team of 5 Trust Associates, and develop performance metric/KPIs for Associates to achieve 100% on-time and accuracy reporting

Create and maintain complex compliance financial modeling, Note Valuation, Waterfall and Concentration Tests

Analyze and audit data collection to prepare for monthly, quarterly and annual financial reports for clients and management

Perform and review independent auditing Note Valuation report, asset/liabilities management (ALM), trade position, waterfall payment/Priority of Payments, and SWAP

Manage cash and assets collateral and liabilities held in various currencies include Euro, Pound, and USD

Review and approve all Cash flow reports and debit/credit general ledger for all portfolios

Reconcile and recover missing income and work with clients on late fee payments and negotiate bank fees

Perform and review projected and actual budgets forecasting and maintain portfolio budgets, and P&L report

Monitor and review assets credit rating from 3 major credit agencies: Fitch, Moody’s and Standard & Poor (S&P)

Investigate programming discrepancies and work with Modeling team to correct modeling/programming issue

Monitor of contractual obligations and banking compliance such AML, KYC, UCC, Tax Forms and Dodd-Franks, OFAC, administering debt issuance, review Indenture and ISDA

Work with legal team, and hedge fund managers on reviewing and processing bankruptcy and defaulted notices such portfolio liquidation and termination events, Corporate Actions events

Work with management team on special projects to improve efficiency and tighten control points to mitigate risks

Respond to internal partners and outside clients day to day ad hoc reporting

The Bank of New York-Mellon - Chicago, Illinois April 2012 – July 2013

Financial Analyst – Project Manager

Manage and coordinate technologies and business projects implementation. These projects saves $5 million

Capital project forecasting, detail revenue and expense on investment portfolios

Review bank fee letters and work with clients on fee negotiation and late fee payments recovery

Worked with Modeling team to address and resolve programming issues, and compliance issues; and Priority of Payments

Process and create new accounts and on-boarding new portfolio in both legal documentations and technologies

Create test scripts for end-users to run test trial for each completed phase, and supporting AUT production environment

Collect and maintained portfolio master data file, and master data management

Involve and contribute in various phrases of the SDLC

Lead and manage internal and external clients to ensure on-time project implementation scheduling

The Northern Trust Company - Chicago, Illinois April 2010 – March 2011

Corporate Action Senior Analyst/ Project Coordinator

Manage and coordinate Northern Trust Syndicated Bank Loan (Credit Cards, Student Loans and Mortgages) Corporate Actions and Corporate Restructure/Reorganization implementation projects

Acts in leadership role as a technical resources or SME for Corporate Actions/Portfolio Reconciliation/Accounts Transition

Process and review Corporate Actions events for both Involuntary and Voluntary

Reconcile and audit portfolio’s cash/liabilities (loan proceeds, interest & principle payments, etc.), and trade positions and SWAP to ensure these reflect/post correctly with investment manager, agent, and other parties

Process and reconcile all Cash flow entries and debit/credit general ledger for all portfolios

Research and resolve outstanding exception accurately and perform risk mitigation analysis

Perform portfolio audit to ensure all postings are complying with company Standards and Policy

Responsible for helping with daily valuation of portfolios to ensure accurate/timely delivery of fund NAVs

Coordinate the preparation and distribution of each investor's periodic financial statement

Develops, initiates, maintains, and revises policies and procedures for the general operation of the Northern Trust’s Syndicated Bank Loan including Asset Backed Securities such Credit Cards, Student Loans and Mortgages

Monitors the performance of various Syndicated Bank Loan activities, and identify service efficiency enhancements, process improvements, and service delivery

Implement all necessary actions to ensure achievement to the objectives of an effective compliance to Northern Trust’s program; and maintaining records for auditing by creating the SLA (Service Level Agreement)

Work with clients and investment managers directly to explain our work-flow and reporting process throughout SDLC

Maintenance of reference and corporate actions data within a central data repository, internal book entry accounting, and conducting ad hoc analyses

Bank of America (LaSalle Bank) - Chicago, Illinois March 2007 – April 2010

CDO Trust Analyst/Senior Trade Closer

Manage eight Portfolios with more than $850 million in assets.

Reconcile and audit portfolios for trade position, cash, interest payment, and incoming/outgoing trade related wires daily

Responsibilities include closing/executing OTC trades, prepare daily cash flow and maintaining good client relationships in Primary, Secondary loan market on commercial loan facilities including Par, Distressed, and Bonds trades

Prepare manual trade documentation, review, due diligence, KYC, and compliance according to LSTA, LMA and AML guidelines; and perform ClearPar trade allocations

Ensure accurate trade terms and trade economics, and on-boarding new deals

Review the daily/weekly/monthly NAV package and ensure subsidiary reports tie to Balance Sheet and Income Statement.

Ensure all capital activity is processed, balanced and reconciles with Agent’s Notice and Investment Managers’ activity.

Process all Agents’ Notice pertain to the facility such borrowing, paydown, interest payment, restructure, PIK (payment in kind), etc…

Initiate and send out wire for trade and borrowing activities, and ensure funds available for closing settlement

Work directly with Agent Bank and counterparty to resolve payment exception

Interact with many facets of the leveraged and distressed bank loan market, as well as structured finance securities, derivative instruments and corporate debt securities

Work closely with internal departments, security movement, income collections, remit and disburse funds, notices, etc. and work with external parties such as: asset/hedge funds managers, underwriters, counterparties, administrative agents, and attorneys

Washington Mutual Bank - Downers Grove, Illinois July 2006 – March 2007

Underwriter/ Sr Loan Coordinator (Consultant)

Manage pipeline of between an averages of 50 - 90 loans

Send an average of 35 to 55 loans to closing per month

Clear and sign off all underwriter conditions

Perform all type of incomes calculation and asset verifications manually

Obtain and review title, appraisal, credit reports, insurance, trust, tax returns to determine loan eligibility

Communicate with sale partners, borrowers, and brokers to ensure the loan quality

Communicate and resolve issues with outside agencies such title, insurance, lien holder

Perform auditing for loan compliance to company guide and HMDA

LaSalle Bank N.A. / ABN AMRO - Chicago, Illinois June 2003 – June 2006

Credit Analyst/Underwriter

Prepares /generates production, commission and compensation reports monthly

Systematized/reviewed branch profits balance for all retail branches and HLC

Assist Fast Answer program development to facilitate instantaneous loan approval

Analyzed tax returns, W2’s, pay stubs, credit reports, title, insurance, appraisal, banking statements, and Bankruptcy documentation to efficiently process/underwrite loans (Conventional, Non-conventional, FHA/VA,CRA,), and determine its eligibility, and clear conditions

Trained/experienced Desktop Underwriter (DU) and Loan Prospector (LP) underwriting systems

Validate/reconcile loan fees, concessions, commissions, CRA, FHA/VA incentives

Perform/validate loan auditing for Fannie Mae, Freddie Mac, HMDA compliance and AML, BSA guidelines

Assisted with structuring, applications, coordinating preliminary/final approval

Familiar with prescreen CMBS, MBS, pricing model, Rating Agency Criteria, Argus runs

Acted as liaison between LaSalle Bank and others Lending Financial

Research/provide all missing loan details from the production numbers

Household International Inc - Elmhurst, Illinois January 2003 - June 2003

Quality and Compliance Specialist (Consultant)

Conducts extensive audit review of loan files to determine the charges to customer.

Reviewed loan files for compliance with company policy as well as applicable to state and federal laws.

Assisted manager with training and coaching new employees.

Conducted research with local courts, title agencies to verify information

The Erie Neighborhood Housing - Chicago, Illinois - September 2000 - June 2002

Volunteer Teacher

Instructed high school students: essay writing, research paper, math, and computer

Emphasize building self-esteem and character through developing realistic goals

Assisted setting up new lesson plans, special projects, select new learning materials

VOLUNTEER

The Erie Neighborhood Housing - Chicago, Illinois

American Red-Cross -- Chicago Charter - Chicago, Illinois

Morton East High School - Cicero, Illinois

COMPUTER SKILLS

Excel, Word, Access, Entre, ACT, PNC and Lotus Notes, Kronos, Alltel, Quickbooks, SWIFT, CDO Suite, WSO (Wall Street Office)

Google Drive, Structured Analytics Model (SAM), Orion, Sungard Global+, TSI, ClearPar, Cash Pro, SharePoint, Google Drive

Bloomberg, MarkIt, Argus, DU Underwriting, Metavante, DTC, and LoanServ, and Calyx Point, SAP, and Oracle Hyperion Essbase

MEMBERSHIPS

Loan Syndications and Trading Association

Association of Fraud Certified Examiners

The Institute of American Auditors

EDUCATION

Roosevelt University - Chicago, IL - Master in Business Administration (MBA), Concentration: Finance

DePaul University - Chicago, IL - Bachelor of Science, Major: Economics

CERTIFICATION

Certified Fraud Examiner (CFE)

Certified Personal Trainer (National Academy of Sports Medicine)

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