Information Technology Consultant
Resume:
William Louis Lee, CISA
*** ******** **** *****, ***#: 020
Raleigh, N.C. 27606
acs5tp@r.postjobfree.com
Objective: To earn the opportunity to perform the responsibilities related to one or more of the following areas. Information Technology (IT) management, project planning, network consulting, implementation, risk management, governance, oversight, compliance and IT Audit. I desire the opportunity and potential for professional growth and continued development.
Highlights: General Experience:
28 years - IT consulting, planning, implementation, support & maintenance.
28 years – End-user support, training and needs analysis.
25 years – Local & wide area network design, implementation and maintenance.
24 years – IT hardware implementation, support & maintenance.
22 years – Application software development, implementation, support & maintenance.
11 years – IT Audit and compliance.
11 years – Governance, oversight and management.
11 years – Risk management and risk mitigation.
11 years – Business Continuity planning and testing.
11 years – Data analytics using ACL & IDEA CAAT’s.
10 years – Performing Governance, Oversight, and Audit responsibilities within the frameworks of COSO and COBIT v4 and v5.
10 years – Management experience.
Operating Systems Experience:
22 years – Microsoft desktop and workstation operating systems
18 years – Microsoft network operating systems (i.e. NT, 2000, 2003, 2008)
15 years – Microsoft Active Directory, Group Policy, logical security, update management and IT general and application controls.
11 years – Novell Netware
8 years – Novell NDS
3 years – IBM AS/400
3 years - UNIX
IT Hardware Experience:
15 years - Hewlett Packard and IBM Hardware & peripherals.
10 years - Cisco routers, switches and firewalls.
8 years – IP telephony.
5 years – Unified communications.
5 years – Cisco, Lucent, Shoretel based telephony systems.
Software Experience:
9 years - Wolters Kluwer financial and accounting software.
9 years - Practitioners Publishing Company, financial and accounting software.
9 years – Thomson Reuter’s financial accounting software.
18 years – Microsoft Office, Visio, various accounting systems.
5 years – Application software design and development. (Using C, Pascal, Oracle, etc.)
Other Experience:
Chaired IT steering committee to clarify and explore use of technology and user
needs for a multi-bank holding company.
Chaired Y2K committee for a multi-bank holding company.
Chaired Internet banking committee.
Member of user training committee.
Maintained excellent rapport with all users with levels of expertise.
Education
Winthrop University Rock Hill, SC
Bachelor of Science - Computer Science 1986
Minor Computer Information Systems
Certifications
Information Systems Audit and Control Association (ISACA)
Certified Information Systems Auditor (CISA) 2004
Experience
Experis Finance – Risk Advisory Services Raleigh, NC
IT Consultant & Delivery Specialist February 2015 to present
Governance, Management, Oversight and Compliance engagements.
IT General Controls (ITGC) and IT Application Controls (ITAC) engagements.
Financial Institution engagements.
ITGC, ITAC, Gramm-Leach-Bliley Act and FFIEC compliance requirements.
OFAC, AML and BSA engagements.
Data analytics engagements using multiple Computer Assisted Audit Tools (CAAT) to identify potentially fraudulent activity, validate completeness and accuracy of data and improve data presentation and reporting.
Perform Sarbanes-Oxley 404 control design and effectiveness testing.
Prepare Sarbanes Oxley 404 documentation based on the controls and risks identified within client business processes.
Communicate and provide status updates, documentation, and reports to key project stakeholders, including senior management and boards of directors.
Manage and perform SAS 70/SSAE 16/SOC (Service Organization Controls) engagements for clients providing software, hardware, and infrastructure as a service.
Assist clients in the development and implementation of Risk Management, Information Security, Change Management, Vendor Management, Management Oversight and Computer Operations policies and procedures.
Review Service Level Agreements (SLA) and service level evidence to provide client assurance regarding vendor and service provider compliance with agreements and contracts.
Provide professional IT consulting services relative to planning, vendor selection, procurement, change management, data ownership and classification.
Provide professional IT consulting services relative to the implementation, management, maintenance, support, security, logical policy configuration, perimeter security, malware & virus protection, application and data backup and recovery and business continuity risk, planning and testing.
Assist clients in developing and implementing manual and automated controls documentation.
Self-employed Knoxville, TN / Seneca, SC
Information Technology Consultant February 2013 to February 2015
Perform information technology consulting services
Consult and make recommendations on software and hardware purchases
Pugh & Company, PC Knoxville, TN
Director of Information Technology / IT Auditor & Consultant December 2003 to January 2013
Manage the internal IT department and client IT services department
Plan, recommend, procure and implement all internal hardware and software systems
Perform information systems audit and review services, primarily for financial institutions
Assist clients, in a training capacity, with requirements for Sarbanes-Oxley compliance
Perform audit services to ensure clients comply with Sarbanes-Oxley section 404
Assist financial institutions to comply with legislative and regulatory requirements
Perform information systems consulting services
Provide technology support for the financial audit department
Review and make recommendations on software and hardware purchases
Responsibilities included each area as above with my current employer.
Mobile Computer Solutions, Inc. Greenville, SC
Information Technology Consultant February 2002 to December 2003
Designed and implemented networks using Windows NT & Windows 2000
Configured switches, routers and firewalls
Performed network security analysis.
Performed Internet integration and security
Performed Intranet and Internet integration using frame relay and ISDN
Installed and networked PCs
Serviced computer hardware.
Peoples Bancorporation, Inc. Easley, SC
Vice President Information Technology February 1998 to January 2002
Directly involved in the formation of a bank holding company and the chartering and opening of two national banks
Implemented, maintained, and managed a 7 location wide area network (WAN)
Wide area network consisted of 120 workstations (PCs) and 12 network servers
Supported approximately 140 users with varying computer skills
Managed the data processing, item processing, and Internet banking departments
Project management and planning for all information and telecommunication systems
Converted the network from a primarily Novell NDS environment to Windows NT/2000
Supervised, scheduled and planned activities of employees in the data processing department
Implemented and performed disaster recovery procedures
Made purchasing decisions on major equipment (e.g. item processing equipment, communication and computer equipment)
Assigned staff and scheduled work to facilitate production and efficiency
Conferred with 3rd party vendors on strategies for creating and maintaining systems to improve efficiency
Revised data processing and operations procedures to increase efficiency and productivity
Recommended and implemented changes in departmental procedures and quality control standards to improve operating efficiency and quality
Developed policies and procedures for the appropriate use of company owned technology resources.
Interacted with the banks' customers to offer support and solve special needs
Interacted directly with the board of directors to obtain approval of policy and purchases
Designed, implemented and completed a three year plan for Y2K compliance
Coordinated with other department supervisors to ensure workflow continuity
Hired, trained, evaluated, promoted and discharged employees
Blue Ridge Computer Services, Inc. Easley, SC
Senior Systems Consultant February 1991 to January 1998
Designed and implemented networks using Novell and Windows NT
Installed and networked PCs in environments ranging from 5-250 workstations.
Performed Network security
Performed Internet integration and security
Performed intranet and Internet integration using frame relay and ISDN
Configured switches, routers and firewalls
Worked with banks statewide to maintain, develop, and implement various types of systems
Computer hardware sales and service
Management responsibilities
Note: I worked under contract for Peoples Bancorporation and other banks while holding this position.
References: References available upon request
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