Indrani E. Ray

*** ***** ***** ****, #***● Bronxville, New York 10708● cell: 201-***-****● acq269@r.postjobfree.com

Career Objective: Senior Accounting/Finance Opportunity

SUMMARY OF QUALIFICATIONS

A dynamic, team-oriented professional with over 20 years experience in the financial services industry with exceptionally diverse accounting and compliance skills. Experience ranges from regulatory reporting for investment banking, broker dealers and bank holding companies. Managing P&L responsibilities and working with management. Very efficient with implementing new procedures/policies that mitigate risk with a further focus on SOX controls. Working knowledge of US GAAP/IFRS requirements for real estate accounting that resulted in tax savings for my previous employer. Maintain great research and analytical skills for processing efficiencies that match an evolving business environment.

PROFESSIONAL EXPERIENCE

Employer: Lloyds Banking Group Title: Contractor

Location: New York, NY Duration: May 2015- Aug 2015

Leadership role with daily responsibilities of managing staff of daily, weekly and quarterly preparation of Bank Holding Company Reports to Federal Reserve – reports: FR 2420, FR 2900, FR 2464, FFIEC 002

Active participation of preparing the FOCUS report for Broker Dealer

Management Reporting including Bank wide Flash Report to senior management

Statutory Reporting to head office

Employer: Resource Global Professional Title: Consultant

Location: New York, NY Duration: Feb 2015- May 2015

Client: General Electric Capital: Treasury

Federal Reserve audit support for FRY 9LP/FRY 11/2314

Responsibilities included reconciliation of line items to original source

Employer: Quad Capital LLC Title: Consultant

Location: New York, NY Duration: Jan 2013- May 2014

Leadership role with daily responsibilities of preparing Net Capital

Prepared and finalized month-end closings for FOCUS filing that included balance sheet and P&L entries

Managed the Cash and Treasury Management function of four separate entities

Reviewed and held responsibility for accounts payable and vendor management

Prepared payroll and other entries

Heavily involved with ad hoc finance projects

Employer: CIBC World Markets Corp Title: Associate

Location: New York, NY Duration: Sept 1999-Jun 2012

Regulatory Reporting- Broker Dealer

Prepared weekly15c3-3 Reserve Calculations and 15c3-1 Weekly Net Capital computations

Prepared and analyzed FOCUS, SIPC and other regulatory reports for the broker dealer

Prepared footnotes for audited GAAP Financial Statements

Prepared and finalized key procedures for broker dealer regulatory reporting function.

Prepared and analyzed monthly fluctuation reports for management

Liaised with Regulatory/Operation Control functions

Trained employees of CIBC for key regulatory reporting responsibilities frequently

Corporate Real Estate

Computed property and commercial real estate taxes for NYC properties that saved CIBC millions

Prepared month-end journal entries for lease accounting in compliance with US GAAP and IFRS

Prepared variance analysis on P&L, maintenance of SOX controls on approved accounts for risk mitigation, participation in head office discussions for IFRS implementation, finalized key and trained staff

Held responsibility for CIBC’s US real estate lease accounting measures that included payment activity for real estate management agencies and vendors and initiated efforts for winning litigation

Liaised with Legal, Finance, Corporate Services, Internal Audit and Technology departments

Regulatory Reporting –Federal Reserve

Prepared Federal Reserve Bank regulatory reports (FRY9C, FRY 9LP, FRY 7N), State Banking Department of New York and United States Treasury Department. Liaison for Federal Reserve New York

Conducted tests and implemented automation of regulatory reporting systems that included trend analysis, capital monitoring reports, drafted/finalized procedures and participated in audited financial sections

Liaison between Finance, Internal Audit and Compliance Department

Employer: JP Morgan Chase Title: Assistant Vice President

Location: New York, NY Duration: Aug 1984- Sept 1999

Corporate Division/International Reporting

Prepared financials, management accounting and corporate taxes for Chase Manhattan’s Edge Act Corporation

Prepared and analyzed daily, monthly and annual financial statements for $8 billion investment portfolio

Implemented, created and reviewed accounting procedures for Edge Act’s subsidiaries

Prepared regulatory reports including Federal Reserve Bank - FR 2314

Liaised with Bank’s overseas business units

Real Estate Division

Managed a team of two staff members. Prepared monthly/quarterly management analysis

Maintained books and records for 60 REO’s (Real Estate Owned – foreclosed properties of the Bank)

Prepared monthly/annual financial statements, corporate taxes and reconciled bank statements

Liaised with Asset Management, Legal Department and Tax Department

TECHNICAL SKILL

QuickBooks, Smart Stream, Bloomberg, Microsoft Excel, Words, Power Point, ALDOP, Len Boles, Hyperion, Oracle Business Intelligence, Oracle Business Objectives and SAP

EDUCATION

Degree: Masters of Arts Major: Applied Sociology

School: University of Massachusetts, Boston MA Completion Year: 1996

Degree: Bachelors of Science Major: Accounting

School: St. Peter’s College, Jersey City, NJ Completion Year: 1990

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