RAQUEL THOMPSON

708-***-**** + acpsf5@r.postjobfree.com

Career Profile

A Seasoned Compliance professional with a proven record of promoting

compliance with Internally and Externally defined laws and regulations.

Working knowledge of the BP Code of Conduct and certain identified internal

standards, through the development, implementation and maintenance of a

consistent group compliance strategy. Ability to enroll partners inside BP,

facilitate workshops and discussions, and communicates the vision for

Ethics and Compliance. Utilizes excellent communication and interpersonal

skills to enroll business partners into the vision for Ethics and

Compliance.

Honest, Fair, Responsible, Ethical

Core Competencies

V Risk Identification and Mitigation ( Exemplify' s

BP's Values & Behaviours

V Training Development & Delivery ( Strong Individual

contributor and team player

V Technical Knowledge & Experience ( Experienced in

managing relevant Ethics and

V Physical Products & Movement Compliance

? ACAMS Certification (association Anti-Money Laundering

Specialists)

? IRS Special Enrollment Examination Part 3 -

Representation, Practices, & Procedures

Professional Experience

BRITISH PETROLEUM (BP) - Chicago, IL 2/08 - 12/14

Compliance Analyst

- Initiated, drafted, and delivered Dodd Frank training to the business,

approximately 300+ professionals.

- Accepted an offer to complete a four-month work secondment in our

Houston office, assisted the trading bench with monitoring, analysis,

and guidance.

- Responsible for executing the IST compliance framework by providing

guidance on business transactions and communications for compliance

with rules, regulations and internal standards and policies related to

the trading of Diluent, Naphtha, WC and MW FVCs, and Chemicals.

- Conducted proactive compliance assessments of trading activity and

strategies in order to ensure compliance with applicable rules and

regulations enacted by the external regulatory authorities (i.e.

CFTC), NYMEX, and FTC as well as BP's internal policies.

- Facilitated compliance risk assessment and effectively executing the

compliance program meeting IST Compliance functional standards within

GOA.

- Monitored developments and review new regulatory requirements and

proposals and analyze the potential impact upon the Business Unit and

broader BP impact.

- Assisted in the development and maintenance of procedures and

processes for gathering information in response to external inquiries

from auditors, exchanges, regulatory agencies, or others as needed.

- Developed strong external relationships, in conjunction with

appropriate personnel from other functions, with relevant industry and

trade associations.

J.P. MORGAN SECURITIES, (formerly Banc Capital Markets, Inc.)

Chicago, IL 12/99 - 2/08

Asset- Backed Finance, Funding Manage, Associate Director

- Responsible for managing and administering the funding of an asset-

backed commercial paper conduit, consisting of both U.S. and Foreign

assets, with approximate outstanding of $16 billion.

- Provided back-up support with facilitating the issuance of over $48

billion in ABS commercial paper.

- Interfaced with origination team on structuring new deals to

accommodate customer needs.

- Interacted with various departments to achieve goals benefiting the

entire department.

- Monitored interest rate markets to develop appropriate pricing

strategies and anticipate market trends.

- Maintained strong relationships by offering customer development and

consultative services.

Raquel Thompson acpsf5@r.postjobfree.com

Page 2

BANC ONE CAPITAL MARKETS, INC.

Fixed Income Sales Desk, Investment Officer

3/97-12/99

- Sold fixed income products to large institutional investors.

- Planned and implemented strategies to increase opportunities and sales

on the desk.

- Maintained customer sales in a highly competitive market.

Consistently provided outstanding coverage for senior sales staff in

their absence. Oftentimes meeting and superseding their sales volume

for the day.

- Promoted to Investment Officer in January, 1998.

THE FIRST NATIONAL BANK OF CHICAGO

6/88 - 3/97

Government Securities Trading Group, Senior Specialist/Assistant Manager

- Balanced traders' positions that enabled traders to more aggressively

concentrate on trading activities while maintaining the integrity of

their positions.

- Prepared and submitted auction bids to the Federal Reserve Bank of

Chicago for the U.S. Treasury in an extremely hectic and time-

sensitive environment.

- Assisted in coordinating and training efforts to implement Bloomberg

front office trading system.

- Banc One Capital Markets Excellence Awards: June 1989, June 1992, &

September 1998.

- Promoted to Assistant Manager/Senior Specialist, June, 1993.

Education

IRS Enrolled Agent Designation

December 2015 Candidate

Master of Business Administration

Purdue University

Bachelor of Science

DePaul University

Major: Finance

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