Edwing N. Saint Laurent

Career Objective A position where my leadership skills in Operations will contribute to

organizational profitability and effectiveness.

Summary More than 15 years of extensive operational experience within the Securities

Industry. Excellent working knowledge of ADP, DTC, Euro Clear, Fed Clearance

systems, SWIFT, SEI Trust 3000 and SMAC. Strong ability to analyze complex

problems, develop and implement cost effective solutions. Proven effectiveness

in training and motivate others to achieve objective goals . Working knowledge of

Microsoft products, Bloomberg, and Telerate.

06/2008 – Present

Employment Seasonal/Temporary Positions

02/2002 – 03/2008 HSBC Securities USA, New York, NY

Manager, Reorg & Income Collection Unit

Managed a staff of six, in the day to day functions of corporate actions and

income processing, which includes:

The distribution of income on equities & fixed incom e

securities held at DTC, FED, Local Agent & at an offshore

depository or by a foreign agent.

Scrubbing, Notification & monitoring of voluntary corporate

actions events. (Tender Offers, Exchange offers, Dutch

auctions, conversion, etc.)

Various cash accounts reconciliation

Ensure that internal procedures are properly followed.

Periodical review of employee performance and evaluation.

Played a major role in 2 systems conversion

Responsible for the periodical enhancement of the department operational

procedure manual.

09/1999 – 12/2001 HSBC Bank USA New York, NY

Manager Corporate Action, International Private Banking Unit

Managed a staff of six, in the day to day functions of securities operation,

which includes Data Entry, Asset Database Administration, Cash Ledger

Reconciliation and Cash Proof & Control.

Managed the Trust Accounting System code maintenance

Liased with system representatives, Bank’s IT personnel, User Group and

Business Unit Managers

Played a major role in 2 systems conversion

Managed the Bank’s Asset Database providing enhancements to the daily &

month end processes which include all asset characteristics & pricing

04/1998 – 09/1999 Republic National Bank New York, NY

Assistant Vice President, Account Payable Operations

Managed a staff of three in the day to day functions of Account Payable

operations.

Managed the Bank’s Fine Arts inventory

Managed the Bank’s Supply Order System code maintenance

04/1989 – 04/1998 Sakura Trust Company New York, NY

Assistant Vice President, Custody Operation Unit 1991-1998

Managed a staff of five in the day to day functions of custody operations,

including securities and funds movement, income collection, custody and

investment record keeping, position and cost reconciliation, routine &

customized reporting

Edwing N. Saint Laurent

Managed the administration and maintenance of new accounts, including

account agreements, fee schedules

Played a major role to a successful system conversion

1976 – 1980 Institut Superieur Technique D’Haiti

Education P.A.P Haiti

BS in Civil Engineering

Series 7, 63 will obtain within period required by FINRA.

Intermediate level in Microsoft Word; Microsoft Excel

References Available upon request

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