SeniorLoans Officer or Analyst

P.O. Box *** Phone 345-***-****

Grand Cayman KY*-1501 E-mail:

Cayman Islands sharlaberry31@gmail.

B.W.I. com

Sharla M. Berry

Objective To secure a position which will provide the opportunity to

utilize my qualifications and skills as well as contribute

to the goals of a team of dedicated and motivated

professionals.

Education 1989-1991 Cayman Islands High School

High School Diploma

Math, English, Office Studies, Computer Studies, Child

Development, and General Science

January 2008 - July 2008 UK Based Institute of Legal

Executives (ILEX)

Level 2 Certificate in Vocational Paralegal Studies

Diploma

The Legal Environment, General Legal Principles, and The

Nature and Role of the Criminal Law Practice.

Work experience

January 13, 2014 to Current

Analyst

The Analyst performs functions relating to the various

processes of the Division (outlined below) and monitors an

assigned portfolio of licensees and registrants on an

off-site basis, as well as participates in risk-based

on-site inspections.

Registrations

a) Processes the registration of new funds and Excluded

Persons including the review of Offering Memorandums to

ensure full disclosure of all facts and information that

investors would need to make an informed investment

decision;

b) Follows up with the Funds' legal counsel to ensure that

deficiencies and/or ambiguities in the fund's application

are resolved; and

c) Prepares weekly, monthly, and quarterly statistics for

new registrations and risk rates new registrants/licensees

in accordance with the Division's risk methodology to

better understand the jurisdictional exposure and

potential systemic risk to the global financial markets.

Licensing & Ongoing

a) Conducts ongoing maintenance of portfolio to identify

material issues and/or deficiencies with new Fund

Administrators, Securities Investment Business Companies

and Auditors applications;

b)Performs due diligence on persons applying to act in the

capacity of operators, general partners, senior officers

and/or shareholders of licensees to determine fitness and

propriety;

c) Prepares submissions or reports relating to new fund

administrators, securities investment business companies

and auditor licence applications/revocation of licenses;

d) Prepares relevant pre-meeting notes/data for the Senior

Management, and participates and takes concise minutes in

meetings with licensees; and keep up-to-date with

financial and economic events at home and abroad in order

to be aware of matters that could affect registrants or

licensees.

E-Reporting

a) Conducts a timely analysis of annual returns and

financial statements to ensure that the requirements of

the laws are met and to identify any potential

operational, financial and compliance issues;

b) Reviews and processes audit extension/waiver/exemption

requests in accordance with the MFL and the Audit Waiver

Policy;

c) Participates in the production of the Investment

Statistical Digest; and

d) Processes industry enquires as it relates to the Funds

Annual Return, E-Reporting portal, extensions and waivers.

On-Site Inspections

a) Drafts pre-inspection and inspection reports to

determine the inspection scope and recommendations for

improvement based on findings, and follows up to ensure

compliance with recommendations;

b) Participates in the file assessment and annual risk

analysis of the licensees;

c) Participates in on-site inspections for the purposes of

assessing management's ability to address regulatory

issues that may exist with the licensee, its funds under

administration and compliance with the MFL, or SIBL, the

Money Laundering Regulations, Terrorist Law, and relevant

Statement of Guidance, Rules and Policies; and

d) Analyzes financial statements and other relevant

information to ensure licensees are solvent and that there

are no on-going concerns as it relates to international

accounting standards.

November 4, 2013 to December 18,2013 Advantage

International Management Part-time

Reviewing corporate documents, reviewing and updating the

minute books, complete filings with registrar of companies

being struck off.

January 16, 2013 -September 16, 2013

Senior Administrator - Fiduciary

Responsible for the administration of fiduciary portfolio.

Assisting the Vice President with new business enquiries,

collating information, due diligence information and

assisting with coordinating, scheduling and attending

board and shareholder meetings; acting as a main point of

contact for the client companies and their board of

directors; coordinating legal, regulatory filings and

maintaining statutory books and records; acting as a

channel of communication for client company directors on

all matters of company law and governance. Ensuring all

databases are completed and maintained accurate data by

the take on point of the closing of the transaction.

Liaising with Investment Managers, Administrators,

Directors and other relevant parties to obtain

documentation, NAV packs, due diligence questionnaires,

compliance certificates and other necessary information.

And also conducting monthly reviews of NAV packs and

obtaining and reviewing Administrator, Custodian, and

Investment Managers reports.

July 3rd 2007 to Present Priestley's Attorneys at

Law

Paralegal

Daily contact with court, drafting documents, meeting with

clients, and attending to regular filings with statutory

bodies. Process monthly reports and review outstanding

debts, contact customers and handle direct enquiries

regarding payments and prepare reminder letters to

customers regarding outstanding debt.

June 2005-June 2007 Scotia Bank

Personal Banking Officer

Daily appointments with clients, opening new accounts,

preparing credit card applications, preparing personal,

land and mortgage applications and also providing

homeowners insurance from Island Heritage.

August 2000 - June 2005 Credit Union Ltd.

Senior Loans Officer

Deal with all walk-in loan enquiries, advise customers

regarding security requirements, ensure all relevant

documents are submitted and confirmed prior to loan

approval, handle closings for approved property loans and

Supervisor with B signature supervising junior loan clerks

and submit monthly reports of total loan capital

initiated.

Securities Officer

Process and register all legal documents for Corporate and

Personal Loan applicants, review and ensure compliance for

Bill of sale documents, Process standing orders, ensure

validity for customer bank references and fulfill clerical

relief duties as required for bank clerks

July 1999 - June 2000 Cayman Islands

Health Services

Debt Collector

Process outstanding debt collection, review monthly debts,

contact customers and handle direct enquiries regarding

late payments and prepare reminder letters to customers

regarding outstanding debt.

April 1993 - June 1999 Cayman National

Bank

Electronic Data Processing Dept.

Responsible for filing daily transactions, General

Accounts and Book Keeping Duties, Post and Audit banking

transactions and Debit Collection Processing.

Hobbies Swimming, Walking, Reading, Going to the Gym

Volunteering with the Family Resource Centre, and also

doing a lot of work on Domestic Abuse.

Contact this candidate