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Equity Finance Trader

Location:
New York, NY
Salary:
155000
Posted:
April 17, 2014

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Resume:

ANTHONY ROTONDI

**** ***** ******

Brooklyn, New York 11234

H 718-***-**** C 917-***-****

Email: acdqjs@r.postjobfree.com

EXPERIENCE:

ING Financial Markets, New York, N.Y March 2002- January 2014

Global Securities Finance: Financial Markets

Area: International and U.S Trading Desk Title: Equity Finance Trader

• Managed cash flow for the U.S equity product to maintain liquidity and provide revenue opportunities.

• Worked closely with the U.S derivatives desk on corporate actions including tender offers and rights offerings to maximize revenues

for the firm.

• Pushed the firm’s longs to the street in order to reduce the funding requirement on a daily basis.

• Analyzed current and potential clients to determine future revenues for the firm.

• Managed the hard to borrow and the Exchange traded funds on a daily basis maximizing revenues for the firm.

• Maintained a strong working relationship with Agency lenders and broker dealers globally in order to

facilitate in house needs and service hedge fund clients.

• Continued service of market knowledge on deal-specific names, convertibles and dividend arbitrage strategies.

• Managed a $2.5 billion Canadian book.

• Country Captain for the European Equity supply team.

• Controlled the daily P&L, imbalances and dividend breaks.

• Further exposure to U.S relationships in regards to offshore business.

• Worked closely with the London trade desk.

THE CHASE MANHATTAN BANK, New York, N.Y. August 1999 – March 2002

Global Investor Services: Global Securities Lending

Area: International Trading Desk Title: International Trader

• Negotiated international securities loans for Chase’s top custodial clients.

• Lent equities in 24 different countries.

• Maintained consistency of rates across accounts and borrowers for greater profitability.

• Managed contract compare on a daily basis with all of Chase’s brokers.

• Communicated NY International desk information to all of the internal traders.

• Distributed index baskets in Europe to all of Chase’s brokers.

LEHMAN BROTHERS, Jersey City, NJ August 1997 – August 1999

Global Securities Lending

Area: International Trade Support Title: Team Leader

• Acted as operational support for the International Traders who lend and borrow from brokers and banks.

• Primary contact for specific banks and brokers, responsible for marks, recalls and all settlement issues.

• Provided to management and the trading desk a weekly MIS report on total marks, returns, new loans and

total collateral (cash and non-cash) outstanding per week.

• Balanced all cash activity versus prior day charges; due to new borrows and borrow returns with all clients

Via DTC and Fed wire.

• Oversaw all fails for Europe and Asia, follow-up with counterparties to ensure settlement the following day.

• Monitored all exposure with non-cash clients.

• Executed monthly comparison with our internal lending system and the external bank’s clearing system.

THE CHASE MANHATTAN BANK, New York, N.Y. May 1995 - July 1997

Global Investor Services: Global Securities Lending

Area: Trade Support Title: Team Leader

• Interfaced and provided trade support and service for the International and Domestic Traders.

• Activities include: Settlement problems on loan activity, management of the conflict of customer sales

and loan activity that results in loan reallocations, recalls, buy-ins and compensation claims.

• Investigated and resolved broker/client inquiries that include; loan fails, corporate actions and asset h

discrepancies.

• Repriced corporate bonds based on market fluctuations.

• Monitored all core custody system differences between the global custody system and the lending system.

EDUCATION:

Long Island University, C.W. Post Campus, Brookville N.Y. May 1995

B.S. Business Management, Major: Finance

• NCAA Baseball Team Aug. 1991- May 1995.

• Theta Chi Fraternity

PROFESSIONAL CERTIFICATIONS:

• Series 63 certified

• Series 7 certified

SKILLS:

• Proficient on PC-based systems & Sun Workstations: Software: MS Word 6.0, MS Excel 5.0 MS Outlook.

• Internal Software- (Socrates, Global One)

• Bloomberg

• Loanet

• Lending pit

REFERENCES:

Available upon request



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