MARK P. MICHEL

Current Address

*** ****** ****** *** **

Brooklyn, NY 11217

acbz77@r.postjobfree.com

EDUCATION

A. B. Freeman School of Business New Orleans, LA

Tulane University May 2002

Bachelor of Science in Management

Major: Finance

Freeman GPA: 3.14 (19 courses) Finance GPA: 3.22 (6 courses)

Burkenroad Reports, A. B. Freeman School of Business

New Orleans, LA

Equity Research Analyst

Sept. 2001-Dec. 2001

Nationally recognized securities research program. Worked with a team to

interview management, conduct industry and business analyses, produce cash

flow and earnings models and publish an investment research report.

EXPERIENCE

HAP Capital LLC (Formerly PFTC Trading, LLC)

Trading Assistant

Feb. 2009-

Nov. 2010

Research and Trade Support Associate

July 2006-Jan. 2009

Performed Morning Reconciliation on all trades and positions. Traded stock

to hedge option deltas. Performed VWAP analysis on stock trades. Liaised

with clearing firm and opposite parties on trades. Managed portfolio risk

by using CME SPAN (Standard Portfolio of Risk) software and moving

positions between accounts. Provided support to index option and stock

option traders by forecasting company specific earnings and dividend dates

for proprietary derivatives pricing model. Performed company research in

financial and homebuilding sectors by reading sell side research reports,

listening to conference calls, reading SEC '33 Act filings and company

press releases. Tracked key economic events that impact US markets as well

as catalysts that effect individual securities. Performed clerking duties

at American Stock Exchange when required. Reviewed broker trades for

billing errors and inconsistencies. Entered morning assignments and end of

day exercises into our trading platform for reconciliation purposes.

Investigated discrepancies with brokers and reconciled them. Conducted

fair value and yield curve calculations for index option trading.

Axa Advisors

New York, NY

Marketing Associate

Feb. 2004-July

2005

Sales Assistant

Oct.

2003-Jan. 2004

Met with prospects and existing clients to create individualized investment

recommendations. Executed trades, created portfolio summaries and

consolidated 401Ks for clients. Processed life insurance, brokerage, and

annuity applications and ran life insurance proposals. Assisted in

marketing. Well versed in Morningstar, NetExchange Pro and Methuselah.

SKILLS

NASD Licenses: Series 7, Series 63, Life and Health Insurance, Variable

Life (all have expired but were held previously)

Computer: Microsoft Windows XP, Word, Excel, PowerPoint, Lotus 123,

Morningstar, NetExpro, Axa Advisors Workstation, Bloomberg

Foreign Language: Working knowledge of Spanish

Contact this candidate