Anthony Marvin Gilhuys

***-** ***** ******

Saint Albans, NY 11412

Home: 718-***-****

Cell: 917-***-****

E-mail Address: abqcro@r.postjobfree.com

Education:

Baruch College

Bachelor of Arts in Economics

Degree Received, September 2007

Experience:

Grant Thornton LLP 10/2012 - Present

Internal Auditor – AML Oversight & Governance (Consultant)

Reviewed and evaluated the adequacy and effectiveness of firm’s policies and procedures to confirm their compliance with federal regulatory requirementsPerformed assigned audits by executing approved audit programsIdentified AML program weaknesses and control deficiencies and prepared a summary of audit findings and recommendations to senior managementTracked previously identified deficiencies and ensured implementation of corrective actions

Morgan Stanley 11/11 - 3/12

AML Data Analyst (Consultant)

Responsible for the ongoing maintenance/refresh of KYC/CIP dataResearched and validated KYC/CIP data using appropriate internal and external sourcesConducted quality assurance checks on KYC/CIP reference data to ensure authoritative sources of reference data are available to all areas of the firmAssisted in the updating of AML procedures and processes according to regulatory changes

Citigroup 6/10 - 11/11

Business Analyst (Consultant)

Worked in conjunction with Technology, Citibank North America and Citi Personal Wealth Management businesses to refine e-communication violation triggers in the CA DLP E-Communications Surveillance system (formerly Orchestria) Performed User Acceptance Testing on policy changes after implementationAssisted the Citi Personal Wealth Management business in updating its various regulatory policies in conjunction with their conversion to the Pershing platform

Royal Bank of Canada Capital Markets Corporation 5/09-11/09

AML Prevention Analyst

Assisted in the management, maintenance, and review of appropriate KYC documentationAssisted in the administration and review of Client Risk Scoring, Client Identification and KYC documentation oversight requirements.Assisted in implementing the requisite procedures to comply with OFAC, AML and FINRA regulationsConducted FinCEN 314(a) searches on RBC’s global client population

Credit Suisse Securities (USA) LLC 3/08 - 1/09

AML Analyst - Governance (Consultant)

Assessed the money laundering risk of all foreign financial institutions who held correspondent accounts with Credit SuisseConducted Complinet, Regulatory DataCorp, OFAC and World-Check searches on various principals of foreign financial institutionsSuspended correspondent accounts who did not provide Credit Suisse with vital KYC documentation needed for foreign financial institutionsParticipated in The Federal Reserve Bank’s AML audit on Credit Suisse

Safra National Bank 10/07 - 2/08

AML Analyst (Consultant)

Reviewed client documentation for completeness and accuracy in compliance with KYC policiesConducted due diligence on new and existing private banking clients Gathered data from numerous internal and external sources to complete all private bank clients KYC profilesReviewed ad drafted Suspicious Activity Reports (SARs)

The Bank of New York 4/06 - 9/07

AML Analyst (Consultant)

Monitored retail banking account activity to ensure compliance with applicable KYC regulationsParticipated in special anti-money laundering compliance reviews and projectsWorked with management to coordinate development and maintenance of supporting anti-money laundering policies and procedures Determined whether personnel are adhering to the organization's AML policies, procedures, and processes

Skills

MS Office including MS Project, CA DLP E-Communications Surveillance System (formerly Orchestria), Lexis-Nexis, World-Check, Regulatory DataCorp, Complinet, Suspicious Activity Report (SAR) drafting, PwC Team Mate EWP, Business Requirements Document (BRD) writing

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