** ********* *****, *********, ** ***** 732-***-****
abn4r4@r.postjobfree.com
SENIOR FINANCIAL TECHNOLOGY PROFFESSIONAL
Senior Financial and Banking Technology Professional with a proven record
of managing multiple entity-wide IT accounting, financial and MIS
application initiatives. Directed large-scale financial institution merger,
acquisition and divesture successes. Extensive accomplishments in
regulatory, compliance and data security access programs. Instituted
workflow re-engineering initiatives encompassing straight through
processing, imaging, workload distribution and contingency planning..
Leverages strong IT and business acumen to provide effective leadership in
guiding process and project management utilizing SDLC, PMO and CMM. Builds
successful and competitive teams utilizing in-house and offshore models.
AREAS OF EXPERTISE
. Mergers, Acquisitions, Divestures
. Outsourcing Management
. Treasury Systems including Cash Management, Trade Services, Lockbox,
Controlled Disbursements and Settlement
. Retail, Consumer, Wealth Management, Commercial, Middle-Market,
Corporate and Broker/Dealer Systems
. Client Information, Deposits, Loans, Dollar Transaction, Trade and
Collateral Processing Systems
. Workflow re-engineering
. Information Risk, Compliance and Regulatory Systems
Tata Consultancy Services - America, Citibank NA
2010 - Present
Senior Application Development Consulting Manager - Fully Managed Services
. Headed a Fully Managed Service outsourcing arrangement for all
core retail banking applications utilizing on shore and off shore
resources.
. Senior Technology Development Manager for Consumer Banking
Application production support, BAU, maintenance, enhancements
and project development.
. Subject Matter Expert for product processor application
conversion to the RAINBOW platform under Citi's Global Operating
Model.
. Developed several Operational Excellence Proposals yielding $800M
in additional revenue, customer and account retention.
BNY Mellon, NY
2006 - 2009
Managing Director - Shared Corporate Services - Client Information, Lending
and Banking Systems
. Senior Technology Committee member developing merger strategy for
Banking applications as a result of the Bank of New York and Mellon
Financial merger realizing savings and synergy opportunities of
$700MM.
. Senior Information Risk Officer - Developed and executed procedures to
grant, verify and attest to data access utilizing Access Mining Tool
enabling remediation of Sarbanes-Oxley (SOX) audit findings for risk.
. Senior Technology Client Information Steering Committee Member -
Established Data Quality and Remediation Program enabling an entity
wide view of risk, exposure and profitability. Re-engineered Customer
Origination processes to encompass KYC requirements and real-time
straight through setup.
. IT Functional Integration Lead - Obtained funding requests, approval,
allocated resources, scheduled and implemented systems conversions,
legacy application decommissioning, parity and enablement
enhancements. Resulted in flawless on-time merger closing and
accelerated synergy realization for Client Information, General
Ledger, Lending, Trade, Asset Management and Dollar Transaction
systems.
. Managed development of Intelligent Transaction Routing functionality
to support bank-wide money movement, general transaction entry and
offsets, cross-bank settlement and Funds Transfer convergence enabling
$180M monthly savings during transitional multi-year bank wide systems
conversion efforts.
. Developed and instituted plan for outsourcing Private Wealth Banking
to Metavante, Personal Trust to SEI, reciprocal shadow posting to
support real time collateral processing, integration to support branch
and back office operations, client maintenance, consolidated exposure
and online banking.
. Enabled intraday collateral processing system for Investment Credit
lines and secured borrowings to support margin lending. Leveraged the
system to support Broker Dealer DTC pledges and releases with real-
time pricing.
Bank of New York, NY
1988 - 2006
Vice President - Wholesale and Retail Systems Division
. Technology Subject Matter Expert conducting due diligence and
Transitional Service Agreement development to support customer,
deposit, loan, trade portfolio and restricted assets business in a
partitioned environment during service period for JPMorganChase
Consumer Bank Divesture and Corporate Trust Acquisition. Effected
conversions, oversaw data security control and access and bank
settlement.
. Piloted the design, development and implementation of bank's initial
and subsequent NPPI, AML, OFAC, KYC, FR23A and FR23B, CRA, FDIC, OCC,
SARS and Shared National Credit reporting systems to support
Regulatory and Compliance adherence. Built Credit Data Warehouse to
facilitate BASEL II.
. Instituted Contingency and Disaster Recovery procedures. Successfully
executed plans subsequent to 9/11.
. Oversaw the Commercial, middle-market, private wealth and consumer
customer, deposit and loan portfolio acquisitions resulting from the
Putnam Bank and National Community Bank mergers.
. Re-engineered Single Point of Entry and Workflow Tracking Systems to
facilitate entry, authorization, workload distribution, backup site
processing resulting in a 20 FTE workforce reduction. Instituted Trade
document imaging to facilitate remote and backup processing in
Shanghai resulting in a 70% cost reduction.
. Managed in-source processing arrangements from full service "white
label" including back office operations to document examination
enabling a 40% increase in Trade Service revenues.
. Supervised the planning and execution of enhancements to Customer,
Deposit, Loan and Management Information systems to support Y2K
efforts.
. Senior Technology Committee Member and SME in evaluating and
implementing General Ledger, Accounts Payable, Transfer Pricing System
and Cost Allocation enterprise solution with PeopleSoft.
Irving Trust Company
1975 - 1988
Assistant Vice President - Corporate Systems Division
. Consolidated client information, demand deposits and billing of
corporate customers resulting from the Irving Trust Company and Bank
of New York Merger.
. Designed, developed and managed Demand Deposit, Global Late Night
Investment Sweep, Corporate Service Charging Systems to support,
Broker Dealer, Financial Institution and Corporate US dollar
accounting.
EDUCATION
BA in Accounting and Information Systems, City University of New York,
Queens College