** *********** ***** ***-*** HUU NGUYEN, CPA, 203-***-**** (H)

CISA

Berlin, CT 06037 abkpbt@r.postjobfree.com

SUMMARY

Professional auditor (CPA, CISA) (Six Sigma Green Belt) with experience in

Big 4 public accounting, in publicly traded banking, insurance and

manufacturing companies, and in state government and academic institution.

Expertise in the performance and management of operational, financial,

compliance, and information system audits. My performance reviews have

praised my hard work, good communication skills, as well as attention to

detail, resourcefulness, creativity, ability to work cooperatively with

clients, and goal orientation.

EDUCATION CERTIFICATIONS MEMBERSHIPS

RENSSELAER POLYTECHNIC INSTITUTE, Hartford, CT

Master of Business Administration, 1998 - 1999

SACRED HEART UNIVERSITY, Fairfield, CT

Bachelor of Science in Accounting Dean's List 1990-1994

Recipient of Sacred Heart Scholarship and Connecticut Achievement of Higher

Education Scholarship for (4) years

VILLANOVA UNIVERSITY -- Six Sigma Green Belt Certificate

PROFESSIONAL CERTIFICATION - Certified Public Accountant - Certified

Information System Auditor

PROFESSIONAL MEMBERSHIP Member of the AICPA and ISACA

PROFESSIONAL EXPERIENCE

MACDERMID, Waterbury, CT

2014 - 2014

Internal Audit Manager

. Performed walk-throughs of SOX related financial and general computer

controls

. Reviewed and provided recommendations on the Company's various IT

general computer control policies and procedures.

UNION SAVINGS BANK, Danbury, CT

2013 - 2014

VP Senior Integrated Internal Auditor

. Performed risk assessments and audits of bank operations, financial

reporting, and regulatory requirements

. Provided recommendations improving bank accounting, financial

reporting policies, procedures, and controls

. Drafted audit reports to effectively communicate audit results to

senior management

. Assisted in special projects as requested by management

. Supervised and reviewed the work papers of staff as needed

Accomplishment: Enhanced the audit work paper organization that led to a

significant time saving in the work paper review and preparation

Internal Audit Consultant ---SNI COMPANIES, West Hartford, CT (2013) ---

EXPERIS, Hartford, CT (2012) ---ROBERT HALF INTERNATIONAL, Hartford, CT

(2011)

. Assisted the Internal Audit Department of a mid-sized multinational

manufacturing company with the year-end and SOX404 compliance testing,

which included entity-level controls, financial reporting controls,

Travel and Entertainment expenses, Account Receivables confirmation,

Unrecorded Liabilities, etc.

. Provided administrative services such as drafting internal audit

report, preparing the presentation for the risk management workshop,

updating SOX404 controls in the risk control matrix tool, etc.

. Assisted the Information Security Office of a large education and

research institution in the documentation and performing security risk

assessment throughout the Covered Entities to ensure that they were

compliance with the HIPAA Security rule and were ready for the review

by the Department of Health and Human Services

. Compiled and distributed the results of the IT vulnerability

assessment to the University's various Departments and monitored their

responses

. Assisted the IT department of a large insurance company in the

evaluation and recertification for the appropriateness of users'

application system access. This was performed to prepare the

department for the 2012 audits conducted by internal and external

auditors

TEXAS DEPARTMENT OF PUBLIC SAFETY, Austin, TX

2010 - 2011

Information Technology Internal Auditor

. Identified and assessed business process and IT risks

. Developed audit programs and documented operational, financial, and IT

audits as assigned

. Presented findings to management and obtained agreement on recommended

actions

. Drafted audit reports to effectively communicate audit results to

senior management

. Supervised and reviewed the work papers of peers on a project basis

Accomplishment

Successfully led an agency wide audit engagement whose staffing resource

primarily consisted of members with very limited audit background

BARNES GROUP, Inc., Bristol, CT

2004 - 2009

Audit Manager (2006 - 2009) Senior Control Analyst (2004-2006)

. Performed SOX 404 compliance reviews in financial cycles - Revenues,

Payables, Inventory, Payroll, Fixed Assets, and Treasury

. Coordinated with the consultants in the development of SOX404 finance

compliance testing programs and templates

. Developed testing programs and templates to conduct SOX404 IT

compliance reviews

. Presented findings to management and obtained agreement on recommended

actions

. Drafted audit reports to effectively communicate audit results to

senior management

. Managed teams with multinational backgrounds and reviewed the

workpapers of staff

. Provided feedback to staff's annual performance appraisal

. Enhanced the testing documentation methodology for SOX 404 testing &

Conducted corporate-wide SOX404 training

. Coordinated reviews and or examinations conducted by external auditors

Accomplishments

. Saved the company consulting fees for the design of SOX404 IT testing

templates and training internal resources to perform SOX404 testing

. Produced quality testing documentation that was significantly

leveraged by the external auditors, which resulted in substantial

reduction in audit fees

. Built an effective partnership with IT Management to ensure that the

IT Departments implemented key controls in order to be in compliance

with SOX404 regulations

. Was elected for the Barnes Leadership Foundation program based on

consistently high performance

ANTHEM, Inc., North Haven, CT

2001 - 2003

Senior IS Internal Auditor

. Conducted a variety of value added reviews of IS general controls

infrastructure, post system implementation, business application

maintenance, IS project management

. Provided IT supports to operational and financial auditors on a need

basis

. Participated in major system integration projects as a risk/control

advisor

. Coordinated reviews and or examinations conducted by external auditors

. Supervised and reviewed the work papers of peers on a need basis

Accomplishments

. Recommended enhancements to the regional system consolidation project

plan that led to a successful implementation

. Recommended enhancements to the integrated claims system to be in

compliance with the Health Insurance Portability and Accountability

Act (HIPAA)

ANDERSeN LLP, Hartford, CT

1999 - 2001

Senior IS Consultant

. Performed computer risk management services in a wide range of data

processing environments, ranging from highly complex mainframe systems

to PC and LAN-based systems

. Assessed an organization's IT infrastructure resource and risk

management process

. Provided IT support to financial audit engagements

. Supervised and reviewed the work papers of staff

DELOITTE & TOUCHE LLP, New York City, NY

1997 - 1998

Business Consultant

. Identified and assessed business process risks

. Evaluated related internal controls and procedures for adequacy and

compliance with applicable regulations and corporate policies

. Proposed recommendations for improvement in internal controls,

operation policies and procedures

. Supervised and reviewed the work papers of less experienced staff on a

need basis

FLEET BOSTON FINANCIAL GROUP, Hartford, CT

1994 - 1997

Internal Auditor

. Identified and assessed business process risks by interviewing

personnel, documenting procedures and related controls, and testing

effectiveness of internal controls

. Developed audit programs and documented operational and financial

audits as assigned

. Prepared organized and thorough workpapers

. Proposed recommendations for improvement in internal controls,

operation policies and procedures

COMPUTER KNOWLEDGE/SKILLS

Applications: Excel, Word, PowerPoint, Visio, Access, and Outlook - Audit

Tools: AutoAudit, ACL, and TeamMate

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