Insurance Analyst

Richard J. Mack, CFE

*** **** **** *****. * Gahanna, OH 43230

614-***-**** v abg51a@r.postjobfree.com

Financial Insurance Examiner/ Analyst, CFE

"Helping Insurance Companies Improve Solvency through Regulation and

Compliance"

Highly skilled and seasoned insurance regulatory and compliance

professional with outstanding self motivation and a driven performer to

meet tight deadlines in a evolving, fast paced environment. More than 23

years of experience working with life, health, property and casualty, title

and fraternal insurers, and health care providers. Accomplished, hard-

working statutory examiner and analyst skilled in best practices and

operational techniques. Specializing in resolving problems, increasing

awareness of current trends, and establishing relationships with high

powered key company executives.

Accredited as a Financial Examiner/Analyst. Areas of strength include:

Regulatory Compliance Financial Solvency NAIC Guidelines

Financial Examinations Risk Assessment & Matrix Risk Based Capital

CARRMEL Ratings Analysis Relationship Building

Management Assessment SOX Compliance Report Writing

Certified Financial Examiner

Career Highlights

0. Advanced knowledge of commercial property and casualty insurance

products, as well as experience with preparing insurance department rate

and form filings and responding to department filing questions.

0. Strong ability to relate to all levels of the organization, functioning

as an interpreter for the company in regarding the regulatory compliance

department.

0. Adept expertness to research, analyze and summarize new laws and

regulations to ensure compliance with state requirements.

0. Excellent adeptness to make sound and proper decisions by drawing on

professional expertise.

Career Chronicle

State of Ohio, Department of Insurance - Columbus, OH

1986 - 2009

Financial Insurance Examiner (CFE)

0. Provided assessments on the compliance levels pertaining to laws and

regulations.

0. Performed testing of risk management and mitigation adequacy.

0. Determined effectiveness of board oversights and internal controls.

0. Utilized CPA reports and determined adequacy of related testing

performed.

0. Recommended findings to supervisors, co-workers and state insurance

departments.

Financial Insurance Analyst (CFE) Beginning

1999 intermittently until 2007

0. Monitored the risk profile, financial condition and operating results of

domestic, foreign and alien insurers

0. Updated, quarterly, each insurer's risk and company ratings using an

internal company ratings process

0. Assessed and evaluated financial performance, corporate governance, and

other qualitative and quantitative measures

0. Determined the frequency and scope of required regulatory examinations

based on performance and risk management practices

0. Reviewed financial transactions: mergers, acquisitions, re-

domestications, dividends, reinsurance and inter-company agreements

0. Recommended regulatory actions, including requiring a corrective action

plan from companies with a higher risk of failure

Education / Accreditation

The Ohio State University

BSBA Accounting (Business emphasis)

Certified: Member of Financial Examiner - Insurance

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