| Posted by: |
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[all jobs]
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| Posted date: |
11/3/2009 |
| Job type: |
Full-time |
| Salary: |
120,000- 155,000 |
| Company Name: |
Confidential |
| Country: |
United States |
| State: |
Texas |
| City: |
Dallas |
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Job Description:
Why is This a Great Opportunity?
A Bank in Dallas that is growing, forward-thinking, innovative and successful.
Job Description:
Objectives: • Developing, implementing, and maintaining policies, procedures and practices to ensure compliance with banking and lending laws and regulations • Developing risk-based monitoring programs to continuously monitor bank’s compliance performance • Partnering with Business Lines to create and maintain a strong, proactive culture of compliance • Understanding business processes to identify areas of significant risk, and to develop compliance procedures to mitigate those risks • Maintaining up-to-date knowledge of legislative and regulatory climates in order to initiate appropriate changes to overall policies and procedures; including preventative and detective internal controls • Reporting levels of overall compliance risk, significant compliance issues, and risk trends to Business Line Senior Management, Executive Management, Board of Directors, or other relevant parties • Responding to and participating in regulatory and audit inquiries/examinations • Primary point of contact with bank examiners during pre-exam and onsite examinations • Collaborating with Business Lines and Executive Management to implement corrective action or remediation plans for identified compliance weaknesses • Other requirements necessary to ensure overall compliance and mitigation of regulatory risk
QUALIFICATIONS
Mandatory Minimum Qualifications - Must Have: Candidate must have: • 7-10 years of progressive experience in financial institution compliance • 5-7 years of Risk and Credit experience • Significant knowledge of all banking and lending laws, regulations, and practices including but not limited to: BSA, OFAC, CRA, AML, Fair Lending, HMDA, RESPA, Patriot Act • Bachelor’s degree in Management/Finance or related discipline • Significant knowledge of credit underwriting and administration
Preferred Qualifications: Proven experience as a Bank Auditor or Regulatory Examiner
Education: Bachelors
Certifications: None
Licenses: None
Total Years of Experience: 7-8
Years of Experience in Present Position: 3-4
Status: Active
Title: Compliance/Risk/Credit Executive
Job Location: TX-Dallas
Southwest (AZ, AR, NM, OK & TX)
Job Categories: CreditAdmin/LoanPolicy/Workout (CLW); Finance (FIN)
Industries: Banking
Base Compensation:
Low: $90,000 High: $125,000
Total Compensation:
Low: $120,000 High: $155,000
Bonus, Incentives, etc.: Annual Bonus
Benefits: GREAT Benefits!
Overnight Travel: None Listed
Is Employer Willing to Relocate?: No
Other Relocation Information: MUST currently be in DFW
Employment Type: Full Time / Direct Hire
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